1. When are the final scheme-related documents required to be hosted on AMFI’s website?

2. What must be disclosed with every scheme’s performance?

3. Which document outlines the strategy for rebalancing the portfolio?

4. A change in a mutual fund’s risk level must be communicated to investors through:

5. Where can an investor find details about the special facilities like systematic investment plans?

6. What is an example of a scheme type according to the fundamental attributes?

7. Which of the following is a parameter for defining the investment objective of a scheme?

8. Which section of the SEBI (Mutual Funds) Regulations, 1996, mandates changes in a scheme’s fundamental attributes?

9. What must trustees obtain before bringing changes to a scheme’s fundamental attributes?

10. Which document contains statutory information about the mutual fund or AMC offering a scheme?

11. What does the “How to Apply” section in the SAI explain?

12. Which section of the SAI provides information about investment valuation norms?

13. What does KIM stand for in mutual fund documentation?

14. What is the purpose of the Key Information Memorandum (KIM)?

15. What must accompany the KIM to reflect interim changes?

16. How often must the SID be updated for open-ended and interval schemes?

17. When must the SID be revised after issuing a public notice for fundamental attribute changes?

18. What must be disclosed daily by Mutual Funds on their website?

19. For which types of funds is the NAV declared even on Sundays and holidays?

20. Which ratio is tightly regulated and disclosed on a daily basis by Asset Management Companies (AMCs)?

21. Where can an investor find the historical NAV of a mutual fund scheme?

22. What must be included in every account statement issued to investors?

23. How frequently must the SAI be updated?

24. What key disclosure helps investors track the performance of their mutual fund investments?

25. Whats the primary formula for calculating the current value of an investor’s holdings?

26. Which section in SAI details legal aspects like pledging or nominating units?

27. What key tool does AMFI provide for accessing scheme information across all mutual funds?

28. What dashboard feature is updated on AMC websites to track fund performance?

29. Which regulatory document is issued to reflect changes made between SID updates?

30. What performance indicator must Mutual Funds disclose for all their schemes on a fortnightly basis?

31. What is the SEBI requirement regarding the communication of changes to the Total Expense Ratio (TER)?

32. Which of the following must be published alongside NAV disclosures for all mutual fund schemes?

33. Which key information is shared in the addendum that must accompany the KIM?

34. How often must mutual funds update their portfolio disclosure for debt schemes?

35. When must mutual funds publish their unaudited financial results for the half-year ending in September?

36. What is the primary role of a mutual fund distributor?

37. Who constructs the portfolio of securities in a mutual fund?

38. What is the key difference between a mutual fund distributor and a fund manager?

39. Which of the following is not a type of mutual fund distributor?

40. Mutual funds can be distributed through which of the following?

41. Which of the following is a nonindividual mutual fund distributor?

42. In traditional mutual fund distribution, how were applications typically processed?

43. What is the primary mode of mutual fund distribution in modern times?

44. Which of the following is not a channel for mutual fund distribution?

45. Which platform allows the trading of mutual fund units through stock exchanges?

46. SEBI allows investors to access mutual fund infrastructure directly through which medium?

47. Which type of mutual fund distributor earns commission based on the business they generate?

48. What facility is offered to investors through stock exchange platforms to make regular investments?

49. Which type of mutual fund distributor typically operates at the national level?

50. In the stock exchange platform, which body is responsible for the settlement of mutual fund transactions?

51. What does SEBI’s Execution Only Platform (EOP) facilitate?

52. What is the main feature of stock exchange platforms in mutual fund distribution?

53. Which of the following is not a revenue source for mutual fund distributors?

54. Which organization governs the guidelines for mutual fund distribution?

55. How can mutual fund units be held when transacted through stock exchange platforms?

56. The stock exchange platform allows the buying and selling of which type of mutual funds?

57. Which entity facilitates mutual fund transactions on stock exchange platforms?

58. Which entity ensures compliance with mutual fund distribution norms?

59. What must a distributor have to transact mutual fund units on stock exchange platforms?

60. Which type of distributor mainly services nonurban areas?

61. What is a feature of the BSE StAR Mutual Fund Platform?

62. Which of the following is an example of a mutual fund distributor using a hybrid mode?

63. What kind of entities often employ subagents for mutual fund distribution?

64. What is a major benefit of distributing mutual funds through stock exchange platforms?

65. Who is responsible for clearing mutual fund transactions on stock exchange platforms?

66. What is the primary role of a mutual fund distributor?

67. Who is responsible for constructing a portfolio of securities in a mutual fund scheme?

68. What does the mutual fund distributor analyze?

69. Which of the following is NOT a type of mutual fund distributor?

70. What platform connects investors, RTAs, distributors, banks, and AMCs for transactions?

71. What is allocated to investors who register on MFU?

72. Which of the following is a mode of distribution of mutual funds?

73. What is the NMF II platform associated with?

74. Which type of mutual fund distributor uses employees or subagents?

75. What does SEBI require to be KYC compliant when registering for a CAN?

76. Which of the following is NOT part of the biometric process for KYD?

77. Who is responsible for developing a common industrywide platform for mutual fund transactions?

78. What is an ARN in mutual fund distribution?

79. What must an individual obtain to sell or market mutual funds?

80. Which platform allows stock exchange brokers to help investors transact in mutual funds?

81. Which mode of distribution is most common for mutual fund transactions today?

82. What allows a single payment for multiple subscriptions in mutual funds?

83. Which of these is a requirement for a mutual fund distributor to be empaneled with AMCs?

84. Who facilitates the Know Your Distributor (KYD) process?

85. Which platform allows mutual fund transactions directly between investors and AMCs?

86. What is the purpose of NMF II platform of NSE?

87. What is one of the benefits of using newage investment platforms like Groww and Kuvera?

88. Which of the following can be used for investing in mutual funds via mobile devices?

89. Which process includes submitting a selfattested copy of the PAN card?

90. Who is required to obtain an Employee Unique Identification Number (EUIN)?

91. Which feature is unique to stock exchange platforms in mutual fund distribution?

92. What information overrides folio details when using MF Utilities (MFU)?

93. How does SEBI categorize mutual fund distributors who use mobile apps and ecommerce platforms?

94. What is mandatory for individuals over 50 years old to continue distributing mutual funds?

95. What is NOT allowed as per the distributor’s declaration when empaneling with an AMC?

96. What form of revenue does a mutual fund distributor primarily earn?

97. Which model of commission payment was available to mutual fund distributors earlier?

98. In the current model, how is commission income earned by mutual fund distributors?

99. What is an AUMlinked commission?

100. How frequently is the trail commission paid to distributors?